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Detailed Report
VRUSHANK MAHENDRA SHAH
VRUSHANK M SHAH, VRUSHANK SHAH
CRD#: 5944173
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Investment Adviser
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Previous Broker
FISHER INVESTMENTSCRD#: 107342 6500 INTERNATIONAL PKWY
STE 2050
PLANO, TX 75093-8222
Registration History
201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)IAFISHER INVESTMENTS (CRD# 107342)2024 - Present (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2018 - 2023 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2015 (2 years)IAVANGUARD ADVISERS, INC. (CRD# 106715)2019 - 2023 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - 2015 (1 year)
License(s)

State Registrations

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Texas 2/14/2024
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
6500 INTERNATIONAL PKWY STE 2050, PLANO, TX 75093-8222
Registered with this firm since 2/14/2024
Previous Registration(s)
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 08/04/2023 - 09/18/2023 ADVICE AND PLANNING SERVICES (CRD#:20472) Princeton, TX
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 08/04/2023 - 09/18/2023 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) NEW YORK, NY
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 10/01/2019 - 07/25/2023 VANGUARD ADVISERS, INC. (CRD#:106715) PLANO, TX
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 04/02/2018 - 07/25/2023 VANGUARD MARKETING CORPORATION (CRD#:7452) Plano, TX
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 12/16/2013 - 01/13/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
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 10/08/2012 - 01/13/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.