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Detailed Report
GREGORY GEORGE CALDERARO
CRD#: 5943604
IA
Investment Adviser
B
Broker
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLCCRD#: 133088 328 NEWMAN SPRINGS ROAD
RED BANK, NJ 07701
GARDEN STATE SECURITIES, INC.CRD#: 10083 328 NEWMAN SPRINGS ROAD
RED BANK, NJ 07701
Registration History
201220142016201820202022202420262 FIRMS2011 - 2015 (3 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Colorado 5/17/2021
IA
New Jersey 5/19/2021
B
Florida 5/17/2021
B
New York 5/17/2021
B
New Jersey 5/17/2021
B
Pennsylvania 5/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC (CRD#:133088)
328 NEWMAN SPRINGS ROAD, RED BANK, NJ 07701
Registered with this firm since 5/19/2021
B
GARDEN STATE SECURITIES, INC. (CRD#:10083)
328 NEWMAN SPRINGS ROAD, RED BANK, NJ 07701
206 ROUTE 37, COLTS NECK, NJ 07722
Registered with this firm since 5/17/2021
Previous Registration(s)
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IA
 12/23/2014 - 06/03/2021 PRIVATE ADVISOR GROUP, LLC (CRD#:155216) COLTS NECK, NJ
B
 12/19/2014 - 05/24/2021 LPL FINANCIAL LLC (CRD#:6413) COLTS NECK, NJ
IA
 09/13/2011 - 01/12/2015 MORGAN STANLEY (CRD#:149777) RED BANK, NJ
B
 08/08/2011 - 01/12/2015 MORGAN STANLEY (CRD#:149777) RED BANK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.