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Detailed Report
ALEX MORROW
CRD#: 5943556
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Scottsdale, AZ
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 2/27/2024
B
New Hampshire 1/22/2020
B
Alaska 2/27/2024
B
New Jersey 11/2/2011
B
Arizona 4/25/2012
B
New York 11/2/2011
IA
Arizona 11/29/2021
B
North Carolina 1/29/2019
B
California 11/2/2011
B
Ohio 3/6/2015
B
Colorado 4/24/2013
B
Oklahoma 1/18/2023
B
Connecticut 2/1/2019
B
Oregon 3/6/2015
B
Delaware 4/8/2015
B
Pennsylvania 9/5/2011
B
District of Columbia 2/27/2024
IA
Pennsylvania 9/5/2011
B
Florida 3/12/2013
B
Puerto Rico 8/27/2024
B
Georgia 1/29/2019
B
Rhode Island 2/13/2024
B
Illinois 6/10/2021
B
South Carolina 3/6/2015
B
Indiana 1/29/2019
B
South Dakota 10/28/2024
B
Kentucky 1/4/2023
B
Tennessee 2/1/2019
B
Louisiana 2/9/2024
B
Texas 3/6/2015
B
Maine 11/23/2020
IA
Texas 3/6/2015
B
Maryland 7/31/2013
B
Utah 4/20/2021
B
Massachusetts 1/9/2012
B
Vermont 9/25/2024
B
Michigan 2/1/2019
B
Virginia 3/5/2015
B
Minnesota 6/2/2021
B
Washington 1/29/2019
B
Mississippi 1/4/2023
B
West Virginia 1/29/2019
B
Missouri 5/4/2023
B
Wisconsin 1/27/2025
B
Montana 1/29/2019
B
Wyoming 1/18/2023
B
Nevada 1/27/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Scottsdale, AZ
Registered with this firm since 9/5/2011
B
MORGAN STANLEY (CRD#:149777)
Scottsdale, AZ
Registered with this firm since 8/5/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.