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PAUL BUNDY THOMPSON JR
PAUL THOMPSON
CRD#: 5942704
IA
Investment Adviser
B
Broker
ASCENSION CAPITAL ADVISORS, INC.CRD#: 109518 4900 WOODWAY DRIVE
SUITE 1150
HOUSTON, TX 77056
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 4900 WOODWAY
SUITE 1150
HOUSTON, TX 77056
Registration History
20122014201620182020202220242026IAASCENSION CAPITAL ADVISORS, INC. (CRD# 109518)2015 - Present (9 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2016 - Present (8 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2014 (3 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2012 - 2014 (2 years)
License(s)

State Registrations

B
Colorado 1/16/2019

B
Texas 10/26/2016

B
Missouri 1/16/2019

B
Washington 1/16/2019

IA
Texas 10/15/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ASCENSION CAPITAL ADVISORS, INC. (CRD#:109518)
4900 WOODWAY DRIVE SUITE 1150, HOUSTON, TX 77056
Registered with this firm since 10/15/2015

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
4900 WOODWAY SUITE 1150, HOUSTON, TX 77056
Registered with this firm since 10/26/2016

Previous Registration(s)
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IA
07/10/2012 - 11/07/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) KATY, TX
B
08/25/2011 - 11/06/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) KATY, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.