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Detailed Report
BRENDEN JAMES BOSMANS
CRD#: 5942443
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 230 SCHILLING CIR STE 300
HUNT VALLEY, MD 21031
Registration History
201220142016201820202022202420262 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - Present (10 years)
License(s)

State Registrations

B
Alabama 5/13/2020
B
Maryland 2/12/2015
B
Arizona 2/10/2022
IA
Maryland 2/12/2015
B
Arkansas 2/12/2015
B
New York 3/20/2019
B
California 3/20/2019
B
North Carolina 11/19/2019
B
Colorado 11/23/2022
B
Ohio 9/28/2022
B
Delaware 2/12/2015
B
Pennsylvania 2/12/2015
B
District of Columbia 2/12/2015
B
South Carolina 11/20/2015
B
Florida 10/20/2016
B
Tennessee 2/12/2015
B
Georgia 11/29/2021
B
Virginia 2/12/2015
B
Illinois 11/19/2018
B
West Virginia 8/8/2022
B
Louisiana 7/26/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
230 SCHILLING CIR STE 300, HUNT VALLEY, MD 21031
Baltimore, MD
Registered with this firm since 2/12/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
230 SCHILLING CIR STE 300, HUNT VALLEY, MD 21031
Baltimore, MD
Registered with this firm since 2/12/2015
Previous Registration(s)
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IA
 09/05/2011 - 02/27/2015 MORGAN STANLEY (CRD#:149777) BALTIMORE, MD
B
 08/09/2011 - 02/27/2015 MORGAN STANLEY (CRD#:149777) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.