Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Christopher Martin
CHRISTOPHER ALLAN MARTIN, CHRISTOPHER MARTIN
CRD#: 5941951
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
1101 PENNSYLVANIA AVE., NW, 11TH FLOOR
WASHINGTON, DC 20004
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
1101 Pennsylvania Ave., NW, 11th Floor
Washington, DC 20004
Registration History
20122014201620182020202220242026BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2017 - Present (8 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2013 - Present (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2012 - Present (12 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2011 - 2012 (1 year)
License(s)

State Registrations

B
Arizona 11/20/2012
B
Nevada 11/20/2012
B
Arkansas 11/20/2012
B
New Jersey 11/20/2012
B
California 11/20/2012
B
New Mexico 11/20/2012
B
Colorado 11/20/2012
B
New York 11/20/2012
B
Connecticut 11/20/2012
B
North Carolina 11/20/2012
B
Delaware 11/20/2012
B
Ohio 11/20/2012
B
District of Columbia 11/20/2012
B
Pennsylvania 11/20/2012
IA
District of Columbia 1/23/2013
B
Puerto Rico 12/14/2016
B
Florida 11/20/2012
IA
Puerto Rico 1/13/2017
B
Georgia 11/20/2012
B
South Carolina 11/20/2012
B
Illinois 11/20/2012
B
Tennessee 11/20/2012
B
Kansas 11/20/2012
B
Texas 11/20/2012
B
Louisiana 11/20/2012
IA
Texas 1/6/2017
B
Maine 11/20/2012
B
Utah 11/5/2013
B
Maryland 11/20/2012
B
Virginia 11/20/2012
B
Massachusetts 11/20/2012
B
Washington 11/20/2012
B
Michigan 11/20/2012
B
West Virginia 11/20/2012
B
Minnesota 8/27/2013
B
Wisconsin 11/20/2012
B
Montana 11/20/2012
B
Wyoming 11/20/2012
B
Nebraska 11/20/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 1101 Pennsylvania Ave., NW, 11th Floor, Washington, DC 20004
Arlington, VA
Registered with this firm since 3/28/2017
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE., NW, 11TH FLOOR, WASHINGTON, DC 20004
Arlington, VA
Registered with this firm since 1/23/2013
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE., NW, 11TH FLOOR, WASHINGTON, DC 20004
Arlington, VA
Registered with this firm since 11/20/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/27/2011 - 11/29/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.