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ELIZABETH MCSTRAVICK DEMONTROND
LIZ DEMONTROND, ELIZABETH ANN MCSTRAVICK, LIZ MCSTRAVICK
CRD#: 5939494
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 POST OAK PARKWAY
HOUSTON, TX 77027
Registration History
201220142016201820202022202420262 FIRMS2019 - Present (5 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2015 - 2019 (3 years)BGOLDMAN, SACHS & CO. (CRD# 361)2014 - 2014 (<1 year)BIBERIA CAPITAL PARTNERS L.L.C. (CRD# 152766)2012 - 2013 (1 year)
License(s)

State Registrations

B
Alabama 3/26/2021

B
Mississippi 3/26/2021

B
Arizona 3/26/2021

B
Missouri 3/26/2021

B
Arkansas 3/26/2021

B
Nevada 3/26/2021

B
California 6/19/2019

B
New Jersey 9/25/2020

B
Colorado 6/19/2019

B
New Mexico 11/7/2022

B
Connecticut 7/1/2022

B
New York 5/7/2020

B
Delaware 7/1/2022

B
North Carolina 3/4/2024

B
District of Columbia 6/19/2019

B
Ohio 12/21/2023

B
Florida 6/19/2019

B
Oklahoma 6/19/2019

B
Georgia 3/26/2021

B
Oregon 3/26/2021

B
Hawaii 5/10/2024

B
Pennsylvania 3/26/2021

B
Idaho 7/14/2021

B
Rhode Island 3/4/2024

B
Illinois 3/26/2021

B
South Carolina 7/1/2022

B
Indiana 3/26/2021

B
Tennessee 3/26/2021

B
Kansas 7/1/2022

B
Texas 6/19/2019

B
Louisiana 6/19/2019

IA
Texas 6/21/2019

IA
Louisiana 4/12/2024

B
Utah 7/15/2022

B
Maine 3/26/2021

B
Vermont 4/2/2021

B
Maryland 7/30/2021

B
Virginia 9/6/2019

B
Massachusetts 6/19/2019

B
Washington 3/26/2021

B
Michigan 3/26/2021

B
Wisconsin 4/16/2021

B
Minnesota 3/26/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY, HOUSTON, TX 77027
New Orleans, LA
Registered with this firm since 6/21/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 POST OAK PARKWAY, HOUSTON, TX 77027
New Orleans, LA
Registered with this firm since 6/19/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/22/2015 - 03/20/2019 GOLDMAN SACHS & CO. LLC (CRD#:361) HOUSTON, TX
B
08/11/2014 - 08/22/2014 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
03/12/2012 - 06/03/2013 IBERIA CAPITAL PARTNERS L.L.C. (CRD#:152766) NEW ORLEANS, LA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.