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JOEL H COHEN
CRD#: 5938980
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
20132014201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 5/23/2014

B
Minnesota 5/23/2014

B
Arkansas 10/30/2019

B
Missouri 9/1/2016

B
California 5/23/2014

B
Montana 6/18/2024

B
Colorado 5/23/2014

B
Nebraska 5/23/2014

IA
Colorado 11/9/2022

B
Nevada 5/23/2014

B
Connecticut 9/13/2023

B
New Hampshire 2/1/2023

B
Delaware 5/23/2014

B
New Jersey 5/23/2014

B
District of Columbia 9/23/2020

B
New York 5/23/2014

B
Florida 5/23/2014

B
North Carolina 5/28/2014

B
Georgia 5/23/2014

B
Ohio 7/19/2017

B
Hawaii 5/23/2014

B
Pennsylvania 5/23/2014

B
Idaho 12/13/2016

B
Rhode Island 10/1/2021

B
Illinois 5/1/2014

B
South Carolina 5/23/2014

IA
Illinois 5/23/2014

B
South Dakota 11/2/2015

B
Indiana 5/23/2014

B
Tennessee 5/23/2014

B
Kansas 5/23/2014

B
Texas 5/23/2014

B
Kentucky 5/23/2014

IA
Texas 5/23/2014

B
Louisiana 11/4/2019

B
Vermont 6/16/2016

B
Maine 5/15/2023

B
Virginia 8/27/2015

B
Maryland 5/23/2014

B
Washington 9/24/2014

B
Massachusetts 5/23/2014

B
Wisconsin 9/24/2014

B
Michigan 5/23/2014

B
Wyoming 1/16/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
200 JOSEPHINE ST, DENVER, CO 80206
Registered with this firm since 5/23/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
200 JOSEPHINE ST, DENVER, CO 80206
Registered with this firm since 11/13/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.