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EARL R. MILLER
EARL MILLER
CRD#: 5938949
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Investment Adviser
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Previous Broker
ROFFMAN MILLER ASSOCIATES INCCRD#: 106019 1835 MARKET STREET
SUITE 500
PHILADELPHIA, PA 19103
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2014 (1 year)IAROFFMAN MILLER ASSOCIATES INC (CRD# 106019)2018 - Present (6 years)BMAINLINE SECURITIES LLC (CRD# 173648)2016 - 2018 (2 years)IAMAINLINE PRIVATE WEALTH, LLC (CRD# 159295)2014 - 2018 (3 years)
License(s)

State Registrations

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New Jersey 10/19/2020

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Pennsylvania 11/14/2018

Current Registration(s)
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ROFFMAN MILLER ASSOCIATES INC (CRD#:106019)
1835 MARKET STREET SUITE 500, PHILADELPHIA, PA 19103
Registered with this firm since 11/14/2018

Previous Registration(s)
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11/14/2014 - 09/21/2018 MAINLINE PRIVATE WEALTH, LLC (CRD#:159295) WYNNEWOOD, PA
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03/28/2016 - 09/21/2018 MAINLINE SECURITIES LLC (CRD#:173648) Wynnewood, PA
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07/02/2013 - 10/22/2014 PNC INVESTMENTS (CRD#:129052) MOORESTOWN, NJ
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06/27/2013 - 10/22/2014 PNC INVESTMENTS (CRD#:129052) MOORESTOWN, NJ
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10/21/2011 - 06/06/2013 ALLIANCEBERNSTEIN L.P. (CRD#:108477) PHILADELPHIA, PA
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09/30/2011 - 06/06/2013 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) PHILADELPHIA, PA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.