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WILLIAM HORNE STERLING
WILL STERLING, WILLIAM H STERLING
CRD#: 5938031
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 One International Place
Suite 2810
Boston, MA 02110
Registration History
201220142016201820202022202420262 FIRMS2011 - 2014 (3 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2019 - Present (5 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2016 - Present (8 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 6/22/2021

B
Massachusetts 9/6/2016

B
California 9/6/2016

B
New Hampshire 1/8/2025

B
Colorado 9/6/2016

B
New York 9/6/2016

B
Connecticut 9/6/2016

B
Ohio 9/6/2016

IA
Connecticut 9/12/2019

B
Pennsylvania 9/6/2016

B
Florida 9/6/2016

B
Texas 9/6/2016

B
Illinois 9/6/2016

B
Vermont 9/6/2016

B
Maine 1/8/2025

B
Washington 9/6/2016

B
Maryland 1/8/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
One International Place Suite 2810, Boston, MA 02110
Somerville, MA
Registered with this firm since 9/12/2019

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
One International Place Suite 2810, Boston, MA 02110
Somerville, MA
Registered with this firm since 9/6/2016

Previous Registration(s)
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B
06/29/2016 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) BOSTON, MA
IA
08/23/2011 - 08/11/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) NASHVILLE, TN
B
08/09/2011 - 08/11/2014 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) NASHVILLE, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.