• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN MICHAEL SCHINDLER
JOHN SCHINDLER
CRD#: 5937752
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3834 SUTHERLAND AVENUE
KNOXVILLE, TN 37919
CETERA ADVISORS LLCCRD#: 10299 3834 Sutherland Avenue
Knoxville, TN 37919
Registration History
201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)2 FIRMS2024 - Present (<1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2012 - 2023 (10 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2019 - 2023 (3 years)
License(s)

State Registrations

IA
California 11/14/2023

B
New York 4/22/2024

B
Colorado 4/23/2024

B
North Carolina 7/10/2024

B
Connecticut 4/22/2024

B
Pennsylvania 7/9/2024

B
Florida 4/22/2024

B
Rhode Island 4/22/2024

B
Maine 4/22/2024

B
South Carolina 4/22/2024

B
Massachusetts 7/9/2024

B
Tennessee 12/12/2023

B
Michigan 4/22/2024

IA
Tennessee 12/21/2023

B
New Jersey 4/22/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3834 SUTHERLAND AVENUE, KNOXVILLE, TN 37919
Registered with this firm since 4/23/2024

IA
SAGEVIEW ADVISORY GROUP, LLC (CRD#:126777)
3834 Sutherland Avenue, Knoxville, TN 37919
Registered with this firm since 11/14/2023

B
CETERA ADVISORS LLC (CRD#:10299)
3834 Sutherland Avenue, Knoxville, TN 37919
Registered with this firm since 3/8/2024

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3834 SUTHERLAND AVENUE, KNOXVILLE, TN 37919
Registered with this firm since 12/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/01/2023 - 09/25/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Knoxville, TN
B
02/01/2023 - 09/25/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) KNOXVILLE, TN
IA
04/30/2019 - 01/25/2023 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) KNOXVILLE, TN
B
11/19/2012 - 01/25/2023 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) KNOXVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.