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Detailed Report
STEVEN TALIA
CRD#: 5937266
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4350 La Jolla Village Drive
Suite 1000
San Diego, CA 92122
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2023 (10 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alaska 9/1/2023
B
Mississippi 9/13/2023
B
Arizona 9/1/2023
B
Montana 9/1/2023
B
California 9/1/2023
B
Nevada 9/1/2023
IA
California 9/5/2023
B
New Hampshire 9/1/2023
B
Colorado 9/1/2023
B
New Jersey 9/1/2023
B
Delaware 9/13/2023
B
New York 9/13/2023
B
Florida 9/1/2023
B
North Carolina 9/1/2023
B
Georgia 9/13/2023
B
Ohio 9/1/2023
B
Hawaii 9/1/2023
B
Oregon 9/1/2023
B
Idaho 9/1/2023
B
Pennsylvania 9/1/2023
B
Illinois 9/1/2023
B
South Carolina 9/13/2023
B
Indiana 9/1/2023
B
South Dakota 9/1/2023
B
Kansas 9/1/2023
B
Tennessee 9/13/2023
B
Kentucky 9/13/2023
B
Texas 9/1/2023
B
Maine 3/1/2024
IA
Texas 9/1/2023
B
Maryland 9/13/2023
B
Utah 9/1/2023
B
Massachusetts 9/1/2023
B
Virginia 9/1/2023
B
Michigan 9/1/2023
B
Washington 9/1/2023
B
Minnesota 9/13/2023
B
Wisconsin 9/13/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122
Registered with this firm since 9/1/2023
B
MORGAN STANLEY (CRD#:149777)
4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122
Registered with this firm since 9/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2012 - 09/02/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) LA MESA, CA
B
 10/01/2012 - 09/02/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) LA MESA, CA
IA
 05/21/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LA MESA, CA
B
 05/21/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LA MESA, CA
IA
 08/15/2011 - 04/04/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LA MESA, CA
B
 07/29/2011 - 04/04/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LA MESA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.