Individual Firm
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MIKEL DOUGLAS MARKEY
CRD#: 5936603
IA
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 231 FIRST ST E
INDEPENDENCE, IA 50644
INDEPENDENCE, IA 50644
0
Disclosures
13
Years of Experience
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State Registrations
B
Alaska 9/6/2024
B
Minnesota 9/6/2024
B
Arizona 9/6/2024
B
Missouri 9/6/2024
B
Arkansas 9/6/2024
B
Montana 9/6/2024
B
California 9/6/2024
B
Nebraska 9/6/2024
B
Colorado 9/6/2024
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Nebraska 9/19/2024
B
Florida 9/6/2024
B
Nevada 9/6/2024
B
Georgia 9/6/2024
B
New Mexico 9/6/2024
B
Idaho 9/6/2024
B
North Carolina 9/6/2024
B
Illinois 9/6/2024
B
South Dakota 9/6/2024
B
Indiana 9/6/2024
B
Tennessee 9/6/2024
B
Iowa 12/6/2013
B
Texas 9/6/2024
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Iowa 7/31/2014
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Texas 9/18/2024
B
Kansas 9/6/2024
B
Washington 9/6/2024
B
Kentucky 9/6/2024
B
Wisconsin 9/6/2024
B
Michigan 9/6/2024
SRO Registrations
B
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Registered with this firm since 7/31/2014
B
Registered with this firm since 12/6/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/23/2012 - 12/10/2013 | INDEPENDENCE, IA | |
B | 07/27/2011 - 09/08/2011 | INDEPENDENCE, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.