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JOSEPH PATRICK MCDOWELL
PATRICK MCDOWELL
CRD#: 5936511
IA
B
LION STREET ADVISORS, LLCCRD#: 167610 6055 Primacy Parkway
Suite 160
Memphis, TN 38119
Suite 160
Memphis, TN 38119
LION STREET FINANCIAL, LLCCRD#: 165828 6055 Primacy Pkwy
Ste 160
Memphis, TN 38119
Ste 160
Memphis, TN 38119
0
Disclosures
13
Years of Experience
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State Registrations
B
Alabama 5/31/2019
B
Mississippi 7/27/2018
B
Florida 7/27/2018
IA
Tennessee 7/31/2018
B
Georgia 7/27/2018
B
Tennessee 6/3/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/31/2018
B
Registered with this firm since 7/27/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/07/2012 - 07/31/2018 | MEMPHIS, TN | |
B | 11/16/2011 - 07/31/2018 | MEMPHIS, TN | |
IA | 01/12/2012 - 06/14/2012 | MEMPHIS, TN | |
B | 06/27/2011 - 11/15/2011 | MEMPHIS, TN |
MEMPHIS, TN
01/12/2012 - 06/14/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.