• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TIMOTHY J MARTIN
TIMOTHY JOSEPH MARTIN, TIMOTHY MARTIN
CRD#: 5936292
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1501 K STREET NORTH WEST
11TH FLOOR
WASHINGTON, DC 20005
Registration History
201220142016201820202022202420262 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 6/24/2022

B
Mississippi 6/24/2022

B
California 6/24/2022

B
New Jersey 6/24/2022

IA
California 6/24/2022

IA
New Jersey 6/24/2022

B
Colorado 6/24/2022

B
New York 6/24/2022

B
Connecticut 6/24/2022

IA
New York 7/21/2022

B
District of Columbia 6/24/2022

B
North Carolina 6/24/2022

IA
District of Columbia 7/19/2022

B
Ohio 10/29/2024

B
Florida 6/24/2022

B
Pennsylvania 6/24/2022

IA
Florida 7/11/2022

B
South Carolina 7/2/2024

B
Hawaii 3/26/2024

B
Texas 6/24/2022

B
Illinois 8/15/2022

IA
Texas 6/24/2022

B
Indiana 7/25/2023

B
Virginia 6/24/2022

B
Maryland 6/24/2022

IA
Virginia 12/15/2022

B
Massachusetts 9/6/2022

B
Washington 6/24/2022

B
Michigan 11/20/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K STREET NORTH WEST 11TH FLOOR, WASHINGTON, DC 20005
1800 Tysons Blvd 5th floor, suite 550, McLean, VA 22102
Registered with this firm since 6/24/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1501 K STREET NORTH WEST 11TH FLOOR, WASHINGTON, DC 20005
1800 Tysons Blvd 5th floor, suite 550, McLean, VA 22102
Registered with this firm since 6/24/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2012 - 06/27/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
B
10/12/2012 - 06/27/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.