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Detailed Report
Bradley P Starken
BRAD STARKEN, BRADLEY P STARKEN, BRADLEY PATRICK STARKEN, BRADLEY STARKEN, Brad Starken
CRD#: 5935906
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Investment Adviser
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Previous Broker
SMART WEALTH, LLCCRD#: 315496 13815 FNB PARKWAY, SUITE 400
OMAHA, NE 68154
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2022 (1 year)IASMART WEALTH, LLC (CRD# 315496)2022 - Present (2 years)BWEITZ SECURITIES, INC. (CRD# 17673)2020 - 2020 (<1 year)BPACIFIC SELECT DISTRIBUTORS, LLC (CRD# 4452)2016 - 2020 (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2016 (<1 year)BASSOCIATED INVESTMENT SERVICES... (CRD# 1464)2014 - 2016 (2 years)
License(s)

State Registrations

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Arizona 2/16/2023
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Nebraska 12/13/2022
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Colorado 7/18/2023
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Nevada 8/1/2024
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Florida 3/14/2023
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Ohio 8/1/2024
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Indiana 11/15/2024
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South Carolina 11/8/2023
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Iowa 2/15/2023
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Texas 2/16/2023
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Kentucky 8/6/2024
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Virginia 8/2/2024
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Maryland 8/1/2024
Current Registration(s)
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SMART WEALTH, LLC (CRD#:315496)
13815 FNB PARKWAY, SUITE 400, OMAHA, NE 68154
Registered with this firm since 12/13/2022
Previous Registration(s)
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 08/13/2021 - 11/09/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) OMAHA, NE
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 08/12/2021 - 11/09/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) OMAHA, NE
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 09/11/2020 - 07/02/2021 USA FINANCIAL SECURITIES CORPORATION (CRD#:103857) Bellevue, NE
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 08/26/2020 - 07/02/2021 USA FINANCIAL SECURITIES CORPORATION (CRD#:103857) Bellevue, NE
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 02/13/2020 - 06/02/2020 WEITZ SECURITIES, INC. (CRD#:17673) OMAHA, NE
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 12/09/2016 - 02/03/2020 PACIFIC SELECT DISTRIBUTORS, LLC (CRD#:4452) NEWPORT BEACH, CA
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 05/11/2016 - 12/06/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW BERLIN, WI
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 03/14/2014 - 03/31/2016 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) GREENFIELD, WI
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 10/10/2011 - 04/12/2012 EDWARD JONES (CRD#:250) OAK CREEK, WI
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 07/29/2011 - 04/12/2012 EDWARD JONES (CRD#:250) OAK CREEK, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.