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KATHERINE GAIL LOHEYDE
KATE GAIL CUTRELL, KATHERINE GAIL CUTRELL, KATIE GAIL CUTRELL
CRD#: 5933911
IA
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STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1001 LIBERTY AVENUE
SUITE 1100
PITTSBURGH, PA 15222
SUITE 1100
PITTSBURGH, PA 15222
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Disclosures
12
Years of Experience
View By:
State Registrations
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Alabama 3/31/2020
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Nebraska 8/6/2021
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Arizona 6/26/2019
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Nevada 3/31/2020
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Arkansas 3/31/2020
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New Jersey 3/31/2020
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California 6/26/2019
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New Mexico 3/31/2020
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Colorado 3/31/2020
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New York 6/26/2019
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Connecticut 3/31/2020
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North Carolina 6/26/2019
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District of Columbia 3/31/2020
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Ohio 6/26/2019
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Florida 6/26/2019
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Oklahoma 1/2/2025
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Georgia 6/26/2019
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Oregon 3/31/2020
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Idaho 5/24/2022
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Pennsylvania 6/26/2019
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Illinois 3/31/2020
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Pennsylvania 6/26/2019
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Indiana 3/31/2020
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Rhode Island 3/31/2020
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Iowa 3/31/2020
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South Carolina 3/31/2020
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Kansas 3/31/2020
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Tennessee 6/26/2019
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Louisiana 3/31/2020
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Texas 6/26/2019
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Maine 4/9/2024
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Texas 6/26/2019
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Maryland 3/31/2020
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Utah 3/31/2020
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Massachusetts 12/23/2020
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Vermont 3/31/2020
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Michigan 6/26/2019
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Virginia 6/26/2019
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Minnesota 3/31/2020
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Washington 3/31/2020
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Mississippi 3/31/2020
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West Virginia 3/31/2020
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Missouri 3/31/2020
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Wisconsin 3/31/2020
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Montana 3/31/2020
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 6/26/2019
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Registered with this firm since 6/26/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/08/2019 - 06/27/2019 | PITTSBURGH, PA | |
B | 04/08/2019 - 06/27/2019 | PITTSBURGH, PA | |
IA | 07/14/2017 - 04/01/2019 | PITTSBURGH, PA | |
B | 07/14/2017 - 04/01/2019 | PITTSBURGH, PA | |
IA | 08/25/2016 - 05/01/2017 | PITTSBURGH, PA | |
B | 08/25/2016 - 05/01/2017 | PITTSBURGH, PA | |
IA | 04/18/2014 - 06/25/2016 | PITTSBURGH, PA | |
B | 08/02/2012 - 06/25/2016 | PITTSBURGH, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.