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ALVA EBENEZER O'NEAL
ALVA EBENEZER O'NEAL JR, ALVA E ONEAL, ALVA EBENEZER ONEAL, ALVA ONEAL
CRD#: 5933236
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 160 CLAIREMONT AVENUE
SUITE 200
DECATUR, GA 30030
SUITE 200
DECATUR, GA 30030
0
Disclosures
9
Years of Experience
View By:
State Registrations
IA
California 3/11/2021
B
New Jersey 6/1/2023
B
California 3/23/2021
IA
New Jersey 6/2/2023
B
Florida 8/13/2018
B
New Mexico 1/6/2021
IA
Florida 8/13/2018
IA
New Mexico 1/6/2021
B
Georgia 11/3/2017
B
North Carolina 11/2/2020
IA
Georgia 3/23/2018
IA
North Carolina 11/9/2020
IA
Maryland 3/2/2020
B
South Carolina 2/4/2021
B
Maryland 3/3/2020
IA
South Carolina 2/4/2021
B
Michigan 3/2/2021
IA
Texas 3/11/2021
B
Minnesota 1/20/2021
B
Texas 3/15/2021
IA
Minnesota 1/20/2021
SRO Registrations
B
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Registered with this firm since 3/23/2018
B
Registered with this firm since 10/31/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/20/2017 - 10/27/2017 | Atlanta, GA | |
B | 03/24/2016 - 04/26/2017 | ST. CLOUD, MN | |
B | 12/24/2013 - 12/02/2014 | DULUTH, GA | |
B | 07/20/2011 - 11/08/2011 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.