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Cheng Joey Yang
CHENG J YANG, CHENG JOEY YANG, JOEY YANG, Cheng Yang
CRD#: 5933181
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1800 S ELM PL
BROKEN ARROW, OK 74012
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2017 (3 years)2 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
6/21/2016
Financial
Final
License(s)

State Registrations

B
Alabama 9/17/2024

B
Nevada 8/12/2024

B
Alaska 9/23/2024

B
New Hampshire 9/19/2024

B
Arizona 9/25/2024

B
New Jersey 9/17/2024

B
Arkansas 8/1/2018

B
New Mexico 7/30/2018

B
California 9/18/2024

B
New York 9/19/2024

B
Colorado 8/1/2018

B
North Carolina 9/19/2024

B
Connecticut 9/17/2024

B
North Dakota 9/23/2024

B
Delaware 9/24/2024

B
Ohio 9/17/2024

B
District of Columbia 9/18/2024

B
Oklahoma 7/30/2018

B
Florida 8/1/2018

IA
Oklahoma 7/30/2018

B
Georgia 9/19/2024

B
Oregon 9/19/2024

B
Hawaii 9/20/2024

B
Pennsylvania 9/18/2024

B
Idaho 9/18/2024

B
Puerto Rico 9/20/2024

B
Illinois 10/10/2024

B
Rhode Island 9/18/2024

B
Indiana 6/6/2023

B
South Carolina 4/27/2023

B
Iowa 9/19/2024

B
South Dakota 9/17/2024

B
Kansas 8/17/2018

B
Tennessee 9/19/2024

B
Kentucky 9/23/2024

IA
Texas 7/26/2018

B
Louisiana 7/31/2018

B
Texas 7/31/2018

B
Maine 9/17/2024

B
Utah 9/17/2024

B
Maryland 9/23/2024

B
Vermont 9/17/2024

B
Massachusetts 7/20/2023

B
Virgin Islands 9/20/2024

B
Michigan 9/19/2024

B
Virginia 9/18/2024

B
Minnesota 9/17/2024

B
Washington 9/17/2024

B
Mississippi 9/17/2024

B
West Virginia 9/19/2024

B
Missouri 8/13/2018

B
Wisconsin 9/17/2024

B
Montana 9/19/2024

B
Wyoming 4/25/2024

B
Nebraska 3/3/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1800 S ELM PL, BROKEN ARROW, OK 74012
9242 S YALE AVE, TULSA, OK 74137
Registered with this firm since 7/26/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1800 S ELM PL, BROKEN ARROW, OK 74012
9242 S YALE AVE, TULSA, OK 74137
Registered with this firm since 7/30/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/30/2014 - 05/15/2017 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) TULSA, OK
B
05/30/2014 - 05/15/2017 CETERA INVESTMENT SERVICES LLC (CRD#:15340) TULSA, OK
IA
02/27/2013 - 06/02/2014 BOK FINANCIAL ADVISORS (CRD#:17530) TULSA, OK
B
02/27/2013 - 06/02/2014 BOSC, INC. (CRD#:17530) TULSA, OK
IA
08/26/2011 - 12/20/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TULSA, OK
B
08/04/2011 - 12/20/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TULSA, OK
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.