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Halen J Fairweather
HALEN JAMES FAIRWEATHER
CRD#: 5930748
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
PBIG - SOUTHEAST
ATLANTA, GA 30326
Registration History
201220142016201820202022202420262 FIRMS2011 - 2018 (7 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 11/14/2024

B
Mississippi 11/14/2024

B
Arizona 11/14/2024

B
Montana 11/14/2024

B
Arkansas 11/14/2024

B
Nebraska 11/14/2024

B
California 11/14/2024

B
Nevada 11/14/2024

B
Colorado 11/14/2024

B
New Jersey 11/14/2024

B
Connecticut 11/14/2024

B
New Mexico 11/14/2024

B
Delaware 11/14/2024

B
New York 11/14/2024

B
District of Columbia 11/14/2024

B
North Carolina 11/14/2024

B
Florida 11/14/2024

B
North Dakota 11/14/2024

B
Georgia 11/14/2024

B
Ohio 11/14/2024

IA
Georgia 11/18/2024

B
Oklahoma 11/14/2024

B
Hawaii 11/14/2024

B
Oregon 11/14/2024

B
Illinois 11/14/2024

B
Pennsylvania 11/14/2024

B
Indiana 11/14/2024

B
Puerto Rico 11/14/2024

B
Iowa 11/14/2024

B
South Carolina 11/14/2024

B
Kansas 11/14/2024

B
Tennessee 11/14/2024

B
Kentucky 11/14/2024

B
Texas 11/14/2024

B
Louisiana 11/14/2024

IA
Texas 11/15/2024

B
Maine 11/14/2024

B
Utah 11/14/2024

B
Maryland 11/14/2024

B
Virginia 11/14/2024

B
Massachusetts 11/14/2024

B
Washington 11/14/2024

B
Michigan 11/14/2024

B
Wisconsin 11/14/2024

B
Minnesota 11/14/2024

B
Wyoming 11/14/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE PBIG - SOUTHEAST, ATLANTA, GA 30326
Registered with this firm since 11/15/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE PBIG - SOUTHEAST, ATLANTA, GA 30326
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/28/2011 - 07/31/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAVANNAH, GA
B
06/22/2011 - 07/31/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAVANNAH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.