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Detailed Report
Daniel Kirk Jones
DANIEL K JONES
CRD#: 5930435
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 490 MEMORIAL DRIVE
SUITE 104
IDAHO FALLS, ID 83402-3600
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Idaho 12/6/2018
IA
Idaho 12/6/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
490 MEMORIAL DRIVE SUITE 104, IDAHO FALLS, ID 83402-3600
Registered with this firm since 12/6/2018
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
490 MEMORIAL DRIVE SUITE 104, IDAHO FALLS, ID 83402-3600
Registered with this firm since 9/26/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.