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JENNIFER LAU
JENNIFER JUSTINE LAU
CRD#: 5929953
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 601 CALIFORNIA SUITE 1168
[SATELLITE]
SAN FRANCISCO, CA 94108
Registration History
201220142016201820202022202420262 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2023 (9 years)2 FIRMS2023 - Present (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2013 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2013 (1 year)
License(s)

State Registrations

B
California 6/2/2023

IA
California 6/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
601 CALIFORNIA SUITE 1168 [SATELLITE], SAN FRANCISCO, CA 94108
Registered with this firm since 6/2/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
601 CALIFORNIA SUITE 1168 [SATELLITE], SAN FRANCISCO, CA 94108
Registered with this firm since 6/2/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/10/2013 - 06/02/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
B
12/10/2013 - 06/02/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
IA
08/16/2013 - 12/10/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
08/16/2013 - 12/10/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
IA
03/22/2012 - 07/12/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORINDA, CA
B
11/22/2011 - 07/12/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORINDA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.