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ANDREW THOMAS SHIELDS
CRD#: 5929773
IA
Previous Investment Adviser
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Broker
The representative was previously registered as an investment adviser and currently as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
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Firms
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Licenses
Registration History
20132014201520162017201820192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2023 - 2025 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2022 (4 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2016 - 2017 (1 year)IAEDWARD JONES (CRD# 250)2013 - 2014 (1 year)
Previous Registration(s)
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09/06/2023 - 02/04/2025 UBS FINANCIAL SERVICES INC. (CRD#:8174) Miamisburg, OH
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12/19/2017 - 04/21/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CINCINNATI, OH
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09/15/2016 - 12/05/2017 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
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03/20/2013 - 10/07/2014 EDWARD JONES (CRD#:250) LOVELAND, OH
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Investment Adviser
Disclosures
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