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ISAAC HAMILTON
CRD#: 5929105
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 601 W. RIVERSIDE AVENUE
SPOKANE, WA 99201
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 1/20/2022

B
Michigan 1/20/2022

B
California 1/20/2022

B
Montana 1/20/2022

B
Colorado 1/20/2022

B
New Jersey 1/20/2022

B
Connecticut 1/20/2022

B
New York 5/7/2024

B
District of Columbia 1/20/2022

B
North Dakota 1/20/2022

B
Florida 1/20/2022

B
Ohio 1/18/2024

B
Hawaii 5/6/2024

B
Oregon 1/20/2022

B
Idaho 7/5/2013

B
Texas 1/25/2022

B
Illinois 6/1/2021

IA
Texas 3/28/2022

B
Indiana 5/19/2023

B
Utah 1/25/2022

B
Iowa 1/20/2022

B
Virginia 7/19/2022

B
Kentucky 1/20/2022

B
Washington 6/14/2013

B
Maryland 1/20/2022

IA
Washington 6/14/2013

B
Massachusetts 1/20/2022

B
Wyoming 1/25/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
601 W. RIVERSIDE AVENUE, SPOKANE, WA 99201
Spokane, WA
Registered with this firm since 6/14/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
601 W. RIVERSIDE AVENUE, SPOKANE, WA 99201
Spokane, WA
Registered with this firm since 3/19/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.