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Christos George Kanavos
CHRIS KANAVOS, CHRISTOS G KANAVOS, CHRISTOS KANAVOS
CRD#: 5928215
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 AVENUE OF THE AMERICAS
NEW YORK, NY 10019
Registration History
20122014201620182020202220242 FIRMS2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2014 (3 years)
License(s)

State Registrations

B
New York 4/13/2015

IA
New York 10/26/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Registered with this firm since 8/3/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Registered with this firm since 4/13/2015

Previous Registration(s)
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B
10/05/2011 - 11/21/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREAT NECK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.