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BENJAMIN ROSS SIMONDS
CRD#: 5927884
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Investment Adviser
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Previous Broker
ALLIANCE ADVISORY & SECURITIES, LLCCRD#: 18835 31248 E. OAK CREST DRIVE STE 100
WESTLAKE VILLAGE, CA 91361
Registration History
20122014201620182020202220242026IAALLIANCE ADVISORY & SECURITIES... (CRD# 18835)2020 - Present (4 years)BALLIANCE ADVISORY & SECURITIES... (CRD# 18835)2011 - 2021 (9 years)
License(s)

State Registrations

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California 7/28/2020

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Texas 7/28/2020

Current Registration(s)
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ALLIANCE ADVISORY & SECURITIES, LLC (CRD#:18835)
31248 E. OAK CREST DRIVE STE 100, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 7/28/2020

Previous Registration(s)
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08/05/2011 - 06/21/2021 ALLIANCE ADVISORY & SECURITIES, INC. (CRD#:18835) WESTLAKE VILLAGE, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.