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BENJAMIN JOHN NICHOLSON
CRD#: 5927003
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 468 DELAWARE AVENUE
SUITE 100
BUFFALO, NY 14202
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 10/5/2018

B
New York 10/5/2018

B
California 10/30/2019

IA
New York 6/14/2021

B
Connecticut 1/6/2020

B
North Carolina 10/5/2018

B
District of Columbia 1/29/2019

B
Ohio 10/5/2018

B
Florida 10/5/2018

B
Pennsylvania 10/5/2018

B
Georgia 10/5/2018

B
South Dakota 10/5/2018

B
Kansas 10/5/2018

B
Texas 8/30/2022

B
Maryland 10/5/2018

IA
Texas 8/31/2022

B
Massachusetts 10/5/2018

B
Vermont 10/5/2018

B
New Jersey 10/5/2018

B
Virginia 10/5/2018

IA
New Jersey 10/5/2018

B
Washington 10/5/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
468 DELAWARE AVENUE SUITE 100, BUFFALO, NY 14202
Registered with this firm since 10/5/2018

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
468 DELAWARE AVENUE SUITE 100, BUFFALO, NY 14202
Registered with this firm since 10/5/2018

Previous Registration(s)
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IA
03/30/2012 - 10/10/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WILLIAMSVILLE, NY
B
03/30/2012 - 10/10/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WILLIAMSVILLE, NY
IA
08/15/2011 - 03/15/2012 EDWARD JONES (CRD#:250) LOCKPORT, NY
B
07/14/2011 - 03/15/2012 EDWARD JONES (CRD#:250) LOCKPORT, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.