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LAUREN R TAYLOR
LAUREN R HEFFERNAN, LAUREN RENAE HEFFERNAN
CRD#: 5926839
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6400 S FIDDLERS GREEN CIR
GREENWOOD VILLAGE, CO 80111
Registration History
20122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - Present (12 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2012 - 2012 (<1 year)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 2/13/2013

B
Nebraska 2/13/2013

B
California 2/13/2013

B
Nevada 2/13/2013

B
Colorado 2/13/2013

B
New Jersey 2/13/2013

IA
Colorado 10/21/2014

B
New Mexico 6/19/2013

B
Connecticut 2/13/2013

B
New York 2/13/2013

B
Delaware 2/13/2013

B
North Carolina 2/14/2013

B
Florida 2/13/2013

B
Ohio 2/14/2013

B
Georgia 4/1/2013

B
Oregon 2/13/2013

B
Idaho 4/1/2013

B
Pennsylvania 2/13/2013

B
Illinois 2/13/2013

B
South Carolina 2/13/2013

B
Indiana 2/13/2013

B
Texas 2/13/2013

B
Kansas 2/13/2013

IA
Texas 2/13/2013

B
Louisiana 2/13/2013

B
Virginia 2/13/2013

B
Massachusetts 2/13/2013

B
Washington 2/13/2013

B
Michigan 2/13/2013

B
Wisconsin 7/11/2022

B
Minnesota 2/13/2013

B
Wyoming 2/13/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6400 S FIDDLERS GREEN CIR, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 2/12/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6400 S FIDDLERS GREEN CIR, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 8/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/28/2012 - 07/12/2012 MUTUAL SECURITIES, INC. (CRD#:13092) HIGHLANDS RANCH, CO
B
09/02/2011 - 02/07/2012 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) CENTENNIAL, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.