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ANTHONY WILFREDO ARIAS
CRD#: 5925816
IA
Investment Adviser
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Previous Broker
GMG ASSET MANAGEMENTCRD#: 321254 1100 BRICKELL BAY DRIVE UNIT 77K
BRICKELL, FL 33131
Registration History
201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2020 (4 years)IAGMG ASSET MANAGEMENT (CRD# 321254)2022 - Present (2 years)BNYLIFE SECURITIES LLC (CRD# 5167)2012 - 2014 (1 year)BT3 TRADING GROUP, LLC (CRD# 154431)2011 - 2011 (<1 year)
License(s)

State Registrations

IA
Florida 7/13/2022

Current Registration(s)
IA
GMG ASSET MANAGEMENT (CRD#:321254)
1100 BRICKELL BAY DRIVE UNIT 77K, BRICKELL, FL 33131
Registered with this firm since 7/13/2022

Previous Registration(s)
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10/12/2016 - 11/03/2020 ESI FINANCIAL ADVISORS (CRD#:265) NEW YORK, NY
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10/10/2016 - 11/03/2020 EQUITY SERVICES, INC. (CRD#:265) NEW YORK, NY
IA
12/03/2014 - 10/06/2016 CETERA ADVISORS LLC (CRD#:10299) NEW YORK, NY
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05/06/2014 - 10/06/2016 CETERA ADVISORS LLC (CRD#:10299) NEW YORK, NY
B
05/11/2012 - 04/28/2014 NYLIFE SECURITIES LLC (CRD#:5167) NEW YORK, NY
B
05/23/2011 - 09/30/2011 T3 TRADING GROUP, LLC (CRD#:154431) NEW YORK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.