• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Lisa Kirkwood Davenport
LISA KIRKWOOD DAVENPORT, Lisa K Davenport, Lisa Michelle Harris, Lisa Michelle Kirkwood
CRD#: 5925366
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 190 SOUTH LASALLE STREET
23RD & 24TH & 27TH FLOOR
CHICAGO, IL 60603
Registration History
201520162017201820192020202120222023202420252026IANEUBERGER BERMAN BD LLC (CRD# 2908)2021 - Present (3 years)BNEUBERGER BERMAN BD LLC (CRD# 2908)2020 - Present (4 years)BNEUBERGER BERMAN BD LLC (CRD# 2908)2019 - 2020 (1 year)BCALAMOS FINANCIAL SERVICES LLC (CRD# 19850)2015 - 2017 (2 years)
License(s)

State Registrations

IA
Illinois 3/1/2021

B
New York 3/18/2024

B
Illinois 3/18/2024

IA
New York 3/18/2024

SRO Registrations

B
FINRA

B
Nasdaq ISE, LLC

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 3/1/2021

B
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 10/29/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/20/2019 - 06/19/2020 NEUBERGER BERMAN BD LLC (CRD#:2908) CHICAGO, IL
B
07/10/2015 - 07/27/2017 CALAMOS FINANCIAL SERVICES LLC (CRD#:19850) NAPERVILLE, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.