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Detailed Report
DAVID W WRIGHT
WINN WRIGHT
CRD#: 5924542
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 240 LEIGH FARM RD
STE 400
DURHAM, NC 27707
Registration History
2010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2012 - 2012 (<1 year)
Disclosure(s)
View By:
8/27/2010
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 12/19/2016
B
Nebraska 6/21/2017
B
Arizona 8/1/2017
B
Nevada 7/12/2024
B
California 3/14/2017
B
New Hampshire 1/25/2019
B
Colorado 4/10/2017
B
New Jersey 1/13/2021
B
Connecticut 11/24/2015
B
New Mexico 1/26/2021
B
District of Columbia 9/2/2016
B
New York 2/2/2016
B
Florida 3/16/2017
IA
North Carolina 7/10/2013
B
Georgia 11/16/2020
B
North Carolina 7/11/2013
B
Hawaii 5/16/2019
B
Ohio 11/23/2020
B
Illinois 10/7/2015
B
Oregon 4/13/2023
B
Indiana 10/23/2020
B
Pennsylvania 3/27/2017
B
Kentucky 3/3/2020
B
South Carolina 4/11/2017
B
Louisiana 3/21/2022
B
Tennessee 11/15/2024
B
Maryland 12/19/2016
B
Texas 10/5/2013
B
Massachusetts 3/7/2019
B
Virginia 10/7/2015
B
Minnesota 4/30/2020
B
Washington 2/26/2019
B
Missouri 12/7/2023
B
Wisconsin 7/30/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
240 LEIGH FARM RD STE 400, DURHAM, NC 27707
Registered with this firm since 7/10/2013
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
240 LEIGH FARM RD STE 400, DURHAM, NC 27707
Registered with this firm since 6/26/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/21/2012 - 09/17/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) CHAPEL HILL, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.