• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STUART HENRY KATZ
STUART KATZ
CRD#: 5924533
IA
Investment Adviser
B
Previous Broker
IDB LIDO WEALTH, LLCCRD#: 322488 1875 CENTURY PARK EAST
SUITE 950
LOS ANGELES, CA 90067
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2021 (10 years)IAIDB LIDO WEALTH, LLC (CRD# 322488)2023 - Present (1 year)IALIDO (CRD# 269866)2021 - Present (3 years)IASANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2011 - 2012 (1 year)
Disclosure(s)
View By:
3/2/1997
Criminal
Final Disposition
License(s)

State Registrations

IA
California 7/7/2021

IA
New York 6/6/2023

IA
Florida 8/2/2021

IA
Texas 7/6/2021

Current Registration(s)
IA
IDB LIDO WEALTH, LLC (CRD#:322488)
1875 CENTURY PARK EAST SUITE 950, LOS ANGELES, CA 90067
Registered with this firm since 6/5/2023

IA
LIDO (CRD#:269866)
1875 CENTURY PARK EAST SUITE 950, LOS ANGELES, CA 90067
Registered with this firm since 7/6/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/12/2011 - 07/13/2021 ALLIANCEBERNSTEIN L.P. (CRD#:108477) LOS ANGLES, CA
B
06/07/2011 - 07/13/2021 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) LOS ANGELES, CA
IA
09/12/2011 - 11/16/2012 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.