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Stephen McLean
STEPHEN JAY MCLEAN
CRD#: 5923613
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2377 N Lincoln Ave, Ste A1-100
Chicago, IL 60614
Registration History
20122014201620182020202220242 FIRMS2019 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2014 - 2019 (4 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2012 - 2014 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2019 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 9/13/2021

B
Nevada 9/16/2020

B
Arizona 9/22/2023

B
New Jersey 9/13/2021

B
Arkansas 10/21/2021

B
New York 8/4/2022

B
California 11/7/2019

B
North Carolina 11/18/2021

B
Colorado 9/13/2021

B
Oregon 1/25/2021

B
Connecticut 7/10/2019

B
Tennessee 9/13/2021

B
District of Columbia 4/9/2024

B
Texas 4/14/2022

B
Florida 3/26/2021

IA
Texas 4/21/2022

B
Illinois 4/26/2019

B
Utah 6/29/2021

IA
Illinois 4/26/2019

B
Wisconsin 7/10/2019

B
Iowa 8/8/2022

B
Wyoming 1/3/2022

B
Michigan 11/3/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2377 N Lincoln Ave, Ste A1-100, Chicago, IL 60614
Registered with this firm since 4/26/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2377 N Lincoln Ave, Ste A1-100, Chicago, IL 60614
Registered with this firm since 4/26/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 02/07/2019 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
06/05/2014 - 02/01/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) OAK BROOK, IL
IA
01/13/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) OAK BROOK, IL
B
11/01/2012 - 05/28/2014 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAIRFIELD, IA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.