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DAVID ALEX MASTRO
DAVID MASTRO
CRD#: 5923602
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 702 W LANCASTER AVE
WAYNE, PA 19087
Registration History
201220142016201820202022202420262 FIRMS2014 - 2016 (2 years)2 FIRMS2017 - Present (7 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2016 - 2017 (1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2011 - 2014 (3 years)IAKEY INVESTMENT SERVICES LLC (CRD# 136300)2016 - 2016 (<1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2013 - 2014 (1 year)
License(s)

State Registrations

B
Delaware 5/24/2022

IA
Pennsylvania 12/12/2017

B
Florida 4/6/2022

B
South Carolina 7/12/2024

B
Maryland 11/26/2024

B
Tennessee 1/3/2023

IA
New Jersey 12/14/2017

B
Virginia 2/21/2023

B
Pennsylvania 12/12/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
702 W LANCASTER AVE, WAYNE, PA 19087
Registered with this firm since 12/12/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
702 W LANCASTER AVE, WAYNE, PA 19087
Registered with this firm since 12/12/2017

Previous Registration(s)
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B
09/21/2016 - 11/20/2017 KEY INVESTMENT SERVICES LLC (CRD#:136300) HARLEYSVILLE, PA
IA
09/21/2016 - 12/31/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) HARLEYSVILLE, PA
IA
08/11/2014 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) HARLEYSVILLE, PA
B
08/11/2014 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) HARLEYSVILLE, PA
IA
04/24/2013 - 08/12/2014 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) CHALFONT, PA
B
08/03/2011 - 08/12/2014 PRUCO SECURITIES, LLC. (CRD#:5685) CHALFONT, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.