Individual Firm
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Francisco Hernan Munoz Figueroa
FRANCISCO MUNOZ, FRANCISCO H MUNOZ FIGUEROA
CRD#: 5922610
IA
B
MORGAN STANLEYCRD#: 149777 141 Longwater Drive
Suite 102
Norwell, MA 02061
Suite 102
Norwell, MA 02061
0
Disclosures
12
Years of Experience
View By:
State Registrations
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California 8/25/2022
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New Hampshire 8/25/2022
B
Colorado 1/2/2024
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New Jersey 8/25/2022
B
Connecticut 8/25/2022
B
New York 8/25/2022
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Connecticut 8/26/2022
B
North Carolina 8/25/2022
B
Florida 8/25/2022
B
Ohio 8/26/2022
B
Georgia 8/25/2022
B
Pennsylvania 8/25/2022
B
Illinois 8/25/2022
B
Rhode Island 8/25/2022
B
Indiana 1/24/2023
B
South Carolina 8/25/2022
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Maine 8/25/2022
B
Tennessee 10/21/2024
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Massachusetts 8/25/2022
B
Texas 11/7/2023
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Michigan 8/25/2022
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Texas 11/9/2023
B
Missouri 11/14/2023
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Vermont 8/25/2022
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Nevada 8/25/2022
SRO Registrations
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Registered with this firm since 8/26/2022
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Registered with this firm since 8/25/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/08/2022 - 07/11/2022 | CHESTNUT HILL, MA | |
IA | 03/24/2021 - 07/11/2022 | CHESTNUT HILL, MA | |
B | 08/24/2021 - 07/11/2022 | CHESTNUT HILL, MA | |
IA | 09/26/2016 - 03/09/2021 | BOSTON, MA | |
B | 09/19/2012 - 03/09/2021 | BOSTON, MA | |
B | 07/18/2012 - 09/19/2012 | DORCHESTER, MA | |
B | 06/13/2012 - 07/26/2012 | WALTHAM, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.