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Detailed Report
JOHN THOMAS POTTER
CRD#: 5921866
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4520 Main Street
Kansas City, MO 64111
Registration History
201220142016201820202022202420262 FIRMS2013 - Present (11 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Alaska 3/26/2024
IA
Missouri 7/7/2022
B
Arizona 12/7/2015
B
Montana 3/26/2024
B
Arkansas 3/26/2024
B
Nebraska 3/26/2024
B
California 5/6/2013
B
Nevada 12/7/2015
IA
California 5/17/2013
B
New Jersey 12/7/2015
B
Colorado 12/7/2015
B
New Mexico 4/17/2023
B
Connecticut 1/27/2017
B
New York 10/6/2014
B
Delaware 1/26/2017
B
North Carolina 12/9/2015
B
District of Columbia 12/7/2015
B
Ohio 3/26/2024
B
Florida 12/7/2015
B
Oklahoma 3/26/2024
B
Georgia 1/27/2017
B
Oregon 11/22/2019
B
Hawaii 12/7/2015
B
Pennsylvania 12/7/2015
B
Idaho 9/17/2020
B
Rhode Island 7/10/2024
B
Illinois 12/7/2015
B
South Carolina 12/7/2015
B
Indiana 12/7/2015
B
South Dakota 3/26/2024
B
Kansas 4/3/2023
B
Tennessee 12/7/2015
B
Kentucky 3/26/2024
B
Texas 12/7/2015
B
Maine 12/7/2015
IA
Texas 3/11/2020
B
Maryland 12/7/2015
B
Utah 3/4/2014
B
Massachusetts 12/7/2015
B
Virginia 12/7/2015
B
Michigan 3/26/2024
B
Washington 12/7/2015
B
Minnesota 12/7/2015
B
Wisconsin 3/26/2024
B
Mississippi 3/26/2024
B
Wyoming 11/12/2021
B
Missouri 12/7/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4520 Main Street, Kansas City, MO 64111
Registered with this firm since 5/17/2013
B
MORGAN STANLEY (CRD#:149777)
4520 Main Street, Kansas City, MO 64111
Registered with this firm since 5/6/2013
Previous Registration(s)
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B
 10/12/2012 - 04/02/2013 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.