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Registration History
20122014201620182020202220242026IACALTON & ASSOCIATES, INC. (CRD# 20999)2025 - Present (<1 year)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)2011 - 2013 (1 year)IAHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2023 - 2024 (1 year)IAMODERN CAPITAL ADVISORS, LLC (CRD# 131117)2022 - 2023 (<1 year)IAINNOVATION PARTNERS LLC (CRD# 146344)2018 - 2021 (2 years)IAREGAL INVESTMENT ADVISORS LLC (CRD# 125004)2015 - 2018 (3 years)IABRIGHT OWL INVESTMENT ADVISORS (CRD# 168851)2014 - 2014 (<1 year)IABB&T INVESTMENT SERVICES, INC. (CRD# 33856)2012 - 2013 (1 year)
Disclosure(s)
View By:
6/29/2022
Regulatory
Final
License(s)

State Registrations

IA
Florida 1/2/2025

Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
Maitland, FL
Registered with this firm since 1/2/2025

Previous Registration(s)
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05/03/2023 - 12/18/2024 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) Maitland, FL
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06/29/2022 - 05/22/2023 MODERN CAPITAL ADVISORS, LLC (CRD#:131117) RALEIGH, NC
IA
05/25/2018 - 04/01/2021 INNOVATION PARTNERS LLC (CRD#:146344) Orlando, FL
IA
01/27/2015 - 04/26/2018 REGAL INVESTMENT ADVISORS LLC (CRD#:125004) ORLANDO, FL
IA
09/26/2014 - 12/31/2014 BRIGHT OWL INVESTMENT ADVISORS (CRD#:168851) ORLANDO, FL
IA
01/18/2012 - 01/18/2013 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ORLANDO, FL
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09/12/2011 - 01/18/2013 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ORLANDO, FL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.