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Detailed Report
KEVIN NICHOLAS GORMLEY
CRD#: 5921812
IA
Investment Adviser
LEADING EDGE FINANCIAL PLANNING LLCCRD#: 277149 6921 OFFICE PARK CIRCLE
KNOXVILLE, TN 37909
Registration History
20122014201620182020202220242026IALEADING EDGE FINANCIAL PLANNIN... (CRD# 277149)2015 - Present (9 years)IAPATRIOT INVESTMENT MANAGEMENT ... (CRD# 112155)2011 - 2016 (4 years)
License(s)

State Registrations

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Tennessee 11/5/2015
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Texas 1/3/2025
Current Registration(s)
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LEADING EDGE FINANCIAL PLANNING LLC (CRD#:277149)
6921 OFFICE PARK CIRCLE, KNOXVILLE, TN 37909
Registered with this firm since 11/5/2015
Previous Registration(s)
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 05/10/2011 - 01/05/2016 PATRIOT INVESTMENT MANAGEMENT GROUP INC (CRD#:112155) KNOXVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.