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KELLI MARIE PUHL
KELLI MARIE BERNS, KELLI PUHL, KELLI MARIE MARIE PUHL
CRD#: 5921274
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 681 EAST LAKE STREET
SUITE 354
WAYZATA, MN 55391
Registration History
2012201420162018202020222024IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (13 years)
License(s)

State Registrations

B
Alaska 1/3/2019

IA
Montana 2/22/2024

B
Arizona 1/11/2018

B
Nebraska 1/20/2021

B
California 1/3/2012

B
Nevada 12/22/2017

B
Colorado 1/5/2017

B
New Hampshire 1/20/2021

B
Connecticut 1/5/2017

B
New Jersey 1/20/2021

B
District of Columbia 11/21/2022

B
New Mexico 1/20/2021

B
Florida 1/5/2017

B
New York 1/5/2017

IA
Florida 2/23/2024

B
North Carolina 8/9/2018

B
Georgia 12/24/2020

B
North Dakota 1/4/2019

B
Hawaii 4/21/2023

B
Ohio 6/22/2016

B
Idaho 6/24/2020

B
Oklahoma 1/20/2021

B
Illinois 1/3/2012

B
Oregon 1/11/2018

B
Indiana 1/20/2021

B
Pennsylvania 1/20/2021

B
Iowa 1/5/2017

B
South Carolina 1/11/2018

B
Kansas 11/21/2022

B
South Dakota 12/22/2017

B
Kentucky 11/21/2022

B
Tennessee 1/3/2019

B
Maine 2/14/2024

IA
Texas 1/9/2012

B
Maryland 1/5/2017

B
Texas 1/3/2019

B
Massachusetts 1/5/2017

B
Utah 8/15/2018

B
Michigan 1/20/2021

B
Virginia 1/3/2012

B
Minnesota 8/10/2011

B
Washington 1/5/2017

IA
Minnesota 12/10/2013

B
Wisconsin 1/3/2012

B
Missouri 12/22/2017

B
Wyoming 1/3/2020

B
Montana 1/11/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 EAST LAKE STREET SUITE 354, WAYZATA, MN 55391
8500 NORMANDALE LAKE BLVD., BLOOMINGTON, MN 55437
Registered with this firm since 1/9/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 EAST LAKE STREET SUITE 354, WAYZATA, MN 55391
8500 NORMANDALE LAKE BLVD., BLOOMINGTON, MN 55437
Registered with this firm since 7/15/2011

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.