Individual Firm
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MATTHEW D STANLEY
CRD#: 5921234
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 6031 Wallace Road Ext
Suite 100
Wexford, PA 15090
Suite 100
Wexford, PA 15090
IFP SECURITIES, LLCCRD#: 297287 6031 Wallace Road Ext
Suite 100
Wexford, PA 15090
Suite 100
Wexford, PA 15090
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Colorado 5/30/2024
IA
North Carolina 5/7/2024
IA
Colorado 5/30/2024
B
Ohio 5/2/2024
B
Florida 5/1/2024
IA
Ohio 5/2/2024
IA
Florida 5/7/2024
B
Pennsylvania 5/1/2024
IA
Illinois 5/16/2024
IA
Pennsylvania 5/1/2024
IA
Kentucky 5/22/2024
IA
South Carolina 5/1/2024
B
New Jersey 5/15/2024
B
Texas 5/1/2024
IA
New Jersey 5/16/2024
IA
Texas 5/1/2024
B
New York 5/1/2024
IA
Virginia 5/1/2024
IA
New York 5/1/2024
B
Virginia 5/29/2024
B
North Carolina 5/7/2024
B
West Virginia 5/1/2024
SRO Registrations
B
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IA
Registered with this firm since 5/1/2024
B
Registered with this firm since 5/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/01/2021 - 05/03/2024 | Wexford, PA | |
B | 10/24/2011 - 05/03/2024 | WEXFORD, PA | |
IA | 01/04/2012 - 04/01/2021 | WEXFORD, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.