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Detailed Report
RICHARD CHARLES BUCKLAND
RICHARD BUCKLAND, Richard Charles Buckland
CRD#: 5920508
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 451 SW 10TH STREET
SUITE 101
RENTON, WA 98057
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2013 - 2020 (7 years)BCOUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060)2011 - 2013 (1 year)
Disclosure(s)
View By:
5/12/2015
Financial
Final
9/1/2002
Judgment / Lien
License(s)

State Registrations

B
Alaska 2/4/2021
B
Washington 11/12/2020
IA
Alaska 2/4/2021
IA
Washington 11/20/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
451 SW 10TH STREET SUITE 101, RENTON, WA 98057
Registered with this firm since 11/20/2020
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
451 SW 10TH STREET SUITE 101, RENTON, WA 98057
Registered with this firm since 11/12/2020
Previous Registration(s)
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B
 03/22/2013 - 11/06/2020 KEY INVESTMENT SERVICES LLC (CRD#:136300) GIG HARBOR, WA
B
 05/25/2011 - 03/18/2013 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD#:12060) TACOMA, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.