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DAVID SAMUEL GERKIN
DAVID GERKIN
CRD#: 5920287
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 2031 N. Mount Juliet Rd.
Suite 200
Mt. Juliet, TN 37122
Suite 200
Mt. Juliet, TN 37122
LPL FINANCIAL LLCCRD#: 6413 2031 N MT JULIET RD STE 200
MT. JULIET, TN 37122
MT. JULIET, TN 37122
0
Disclosures
13
Years of Experience
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State Registrations
B
Alabama 3/1/2016
B
Kentucky 3/1/2016
B
Florida 3/1/2016
IA
Louisiana 3/1/2016
B
Georgia 3/1/2016
B
Missouri 3/1/2016
B
Illinois 3/1/2016
B
Ohio 3/1/2016
B
Indiana 3/1/2016
B
Tennessee 3/1/2016
B
Kansas 1/25/2017
IA
Tennessee 3/1/2016
SRO Registrations
B
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IA
Registered with this firm since 3/1/2016
B
Registered with this firm since 3/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2011 - 03/03/2016 | MOUNT JULIET, TN | |
B | 07/06/2011 - 03/03/2016 | MOUNT JULIET, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.