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Detailed Report
ELIZABETH ANNE STEIMEL
ELIZABETH ERICK, ELIZABETH STEIMEL, Liz Steimel
CRD#: 5918743
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 144 SOUTH SANTA FE
SALINA, KS 67401
Registration History
201220142016201820202022202420262 FIRMS2012 - 2020 (8 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 10/23/2020
B
Minnesota 10/23/2020
B
Arizona 10/23/2020
B
Missouri 10/23/2020
B
Arkansas 10/23/2020
B
Nebraska 10/23/2020
B
California 10/23/2020
B
New Mexico 10/23/2020
B
Colorado 10/23/2020
B
New York 10/23/2020
B
District of Columbia 10/23/2020
B
North Carolina 10/23/2020
B
Florida 10/23/2020
B
North Dakota 10/23/2020
B
Georgia 10/23/2020
B
Ohio 10/23/2020
B
Idaho 10/23/2020
B
Oklahoma 10/23/2020
B
Illinois 10/23/2020
B
Oregon 10/23/2020
B
Indiana 10/23/2020
B
Pennsylvania 10/23/2020
B
Iowa 10/23/2020
B
Tennessee 10/23/2020
B
Kansas 10/23/2020
B
Texas 10/23/2020
IA
Kansas 10/23/2020
IA
Texas 10/23/2020
B
Louisiana 10/23/2020
B
Utah 3/4/2022
B
Maine 10/23/2020
B
Virginia 10/23/2020
B
Maryland 3/29/2023
B
Washington 10/23/2020
B
Massachusetts 10/23/2020
B
Wyoming 3/11/2022
B
Michigan 10/23/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
144 SOUTH SANTA FE, SALINA, KS 67401
Registered with this firm since 10/23/2020
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
144 SOUTH SANTA FE, SALINA, KS 67401
Registered with this firm since 10/23/2020
Previous Registration(s)
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IA
 09/25/2012 - 10/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALINA, KS
B
 04/18/2012 - 10/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALINA, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.