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BRENDAN J LYNCH
CRD#: 5918356
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2015 - 2022 (7 years)2 FIRMS2022 - Present (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - 2015 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Alaska 12/1/2022

B
Nevada 12/1/2022

B
Arizona 12/1/2022

B
New Jersey 12/1/2022

B
California 12/1/2022

B
New Mexico 12/1/2022

IA
California 12/2/2022

B
New York 12/1/2022

B
Colorado 12/1/2022

B
North Carolina 12/1/2022

B
District of Columbia 12/1/2022

B
Ohio 12/1/2022

B
Florida 12/1/2022

B
Oklahoma 1/15/2025

B
Georgia 12/1/2022

B
Oregon 12/1/2022

B
Idaho 12/1/2022

B
Pennsylvania 12/1/2022

B
Illinois 12/1/2022

B
South Carolina 12/1/2022

B
Indiana 7/1/2024

B
South Dakota 1/17/2024

B
Kentucky 12/1/2022

B
Tennessee 12/1/2022

B
Louisiana 12/1/2022

B
Texas 12/1/2022

B
Maryland 12/1/2022

IA
Texas 12/1/2022

B
Massachusetts 12/1/2022

B
Utah 12/1/2022

B
Minnesota 7/1/2024

B
Virginia 12/1/2022

B
Missouri 7/1/2024

B
Washington 12/1/2022

B
Nebraska 12/1/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 12/1/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 12/1/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/22/2015 - 12/13/2022 MORGAN STANLEY (CRD#:149777) Sherman Oaks, CA
B
07/22/2015 - 12/13/2022 MORGAN STANLEY (CRD#:149777) Sherman Oaks, CA
IA
11/18/2014 - 06/30/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
B
03/04/2013 - 06/30/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.