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ROBERT DUGAN
ROBERT THOMAS DUGAN
CRD#: 5917991
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8601 N SCOTTSDALE RD STE 150
[TL/TM-RBO]
SCOTTSDALE, AZ 85253
Registration History
201220142016201820202022202420262 FIRMS2021 - 2022 (<1 year)2 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2023 - 2024 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2011 - 2021 (10 years)IAWELLS FARGO ADVISORS (CRD# 19616)2022 - 2024 (1 year)IAVANGUARD ADVISERS, INC. (CRD# 106715)2019 - 2021 (2 years)
License(s)

State Registrations

B
Alabama 9/12/2024

B
Nebraska 9/12/2024

B
Alaska 9/12/2024

B
Nevada 9/12/2024

B
Arizona 9/13/2024

B
New Hampshire 9/12/2024

IA
Arizona 9/13/2024

B
New Jersey 9/12/2024

B
Arkansas 9/12/2024

B
New Mexico 9/12/2024

B
California 9/12/2024

B
New York 9/12/2024

B
Colorado 9/12/2024

B
North Carolina 9/12/2024

B
Connecticut 9/12/2024

B
North Dakota 9/12/2024

B
Delaware 9/12/2024

B
Ohio 9/13/2024

B
District of Columbia 9/12/2024

B
Oklahoma 9/12/2024

B
Florida 9/12/2024

B
Oregon 9/12/2024

B
Georgia 9/12/2024

B
Pennsylvania 9/12/2024

B
Hawaii 9/12/2024

B
Puerto Rico 9/12/2024

B
Idaho 9/12/2024

B
Rhode Island 9/12/2024

B
Illinois 9/12/2024

B
South Carolina 9/12/2024

B
Indiana 9/12/2024

B
South Dakota 9/12/2024

B
Iowa 9/12/2024

B
Tennessee 9/12/2024

B
Kansas 9/12/2024

B
Texas 9/12/2024

B
Kentucky 9/12/2024

IA
Texas 9/12/2024

B
Louisiana 9/12/2024

B
Utah 9/12/2024

B
Maine 9/12/2024

B
Vermont 9/12/2024

B
Maryland 9/12/2024

B
Virgin Islands 9/12/2024

B
Massachusetts 9/12/2024

B
Virginia 9/12/2024

B
Michigan 9/12/2024

B
Washington 9/12/2024

B
Minnesota 9/12/2024

B
West Virginia 9/12/2024

B
Mississippi 9/12/2024

B
Wisconsin 9/12/2024

B
Missouri 9/12/2024

B
Wyoming 9/12/2024

B
Montana 9/12/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8601 N SCOTTSDALE RD STE 150 [TL/TM-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 9/12/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8601 N SCOTTSDALE RD STE 150 [TL/TM-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 9/12/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/15/2022 - 06/12/2024 WELLS FARGO ADVISORS (CRD#:19616) CHANDLER, AZ
B
01/03/2023 - 06/12/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHANDLER, AZ
IA
12/17/2021 - 04/18/2022 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) Phoenix, AZ
B
12/16/2021 - 04/18/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
IA
10/01/2019 - 12/03/2021 VANGUARD ADVISERS, INC. (CRD#:106715) SCOTTSDALE, AZ
B
05/27/2011 - 12/03/2021 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.