Individual Firm
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ALAN THEODORE DEHESA
CRD#: 5917666
IA
B
MORGAN STANLEYCRD#: 149777 4350 La Jolla Village Drive
Suite 1000
San Diego, CA 92122
Suite 1000
San Diego, CA 92122
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Alabama 8/3/2023
B
Montana 11/20/2024
B
Arizona 9/22/2022
B
Nebraska 12/13/2022
B
California 9/22/2022
B
Nevada 9/30/2022
IA
California 9/22/2022
B
New Hampshire 11/29/2022
B
Colorado 9/22/2022
B
New Jersey 12/13/2022
B
Connecticut 9/22/2022
B
New Mexico 12/22/2022
B
District of Columbia 11/4/2022
B
New York 11/29/2022
B
Florida 9/22/2022
B
North Carolina 9/30/2022
B
Georgia 11/4/2022
B
Ohio 12/14/2022
B
Hawaii 11/4/2022
B
Oregon 9/30/2022
B
Idaho 9/22/2022
B
Pennsylvania 9/30/2022
B
Illinois 9/22/2022
B
South Carolina 9/22/2022
B
Indiana 11/29/2022
B
Tennessee 9/22/2022
B
Iowa 1/24/2024
B
Texas 9/22/2022
B
Kansas 11/29/2022
IA
Texas 9/22/2022
B
Kentucky 11/7/2022
B
Utah 9/30/2022
B
Maryland 12/13/2022
B
Virgin Islands 4/19/2023
B
Massachusetts 9/30/2022
B
Virginia 12/13/2022
B
Michigan 11/4/2022
B
Washington 9/22/2022
B
Minnesota 11/4/2022
B
Wyoming 9/22/2022
B
Missouri 9/22/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/22/2022
B
Registered with this firm since 9/22/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/2015 - 09/30/2022 | San Diego, CA | |
B | 10/14/2015 - 09/30/2022 | San Diego, CA | |
IA | 07/25/2013 - 10/14/2015 | SAN DIEGO, CA | |
B | 07/08/2013 - 10/14/2015 | SAN DIEGO, CA | |
B | 09/07/2012 - 04/30/2013 | SAN MARCOS, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.