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Detailed Report
MARCUS COLEMAN
MARCUS DWAYNE COLEMAN
CRD#: 5917064
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 PARK RIDGE, IL
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 PARK RIDGE, IL
Registration History
201220142016201820202022202420262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2015 - 2020 (5 years)BGWFS EQUITIES, INC. (CRD# 13109)2014 - 2015 (<1 year)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2011 - 2014 (3 years)
License(s)

State Registrations

B
Alabama 6/14/2024
B
Nebraska 6/14/2024
B
Alaska 6/14/2024
B
Nevada 6/14/2024
B
Arizona 6/14/2024
B
New Hampshire 6/14/2024
B
Arkansas 6/14/2024
B
New Jersey 6/14/2024
B
California 6/14/2024
B
New Mexico 6/14/2024
B
Connecticut 6/14/2024
B
New York 6/14/2024
B
Delaware 6/14/2024
B
North Carolina 6/14/2024
B
Georgia 6/14/2024
B
North Dakota 6/14/2024
B
Hawaii 6/14/2024
B
Oklahoma 6/14/2024
B
Idaho 6/14/2024
B
Oregon 6/14/2024
B
Illinois 6/14/2024
B
Pennsylvania 6/14/2024
IA
Illinois 6/14/2024
B
Rhode Island 6/14/2024
B
Indiana 6/14/2024
B
South Carolina 6/14/2024
B
Iowa 6/14/2024
B
South Dakota 6/14/2024
B
Kansas 6/14/2024
B
Tennessee 6/14/2024
B
Kentucky 6/14/2024
B
Texas 6/14/2024
B
Maine 6/14/2024
B
Utah 6/14/2024
B
Massachusetts 6/14/2024
B
Vermont 6/14/2024
B
Michigan 6/14/2024
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Virginia 6/14/2024
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Minnesota 6/14/2024
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Washington 6/14/2024
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Mississippi 6/14/2024
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West Virginia 6/14/2024
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Missouri 6/14/2024
B
Wisconsin 6/14/2024
B
Montana 6/14/2024
B
Wyoming 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
PARK RIDGE, IL
Registered with this firm since 6/14/2024
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
PARK RIDGE, IL
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 07/29/2021 - 06/05/2024 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) COVINGTON, KY
B
 07/12/2021 - 06/05/2024 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
IA
 10/19/2020 - 05/07/2021 ADVISED ASSETS GROUP, LLC (CRD#:112058) OVERLAND PARK, KS
B
 10/19/2020 - 05/07/2021 GWFS EQUITIES, INC. (CRD#:13109) OVERLAND PARK, KS
B
 05/28/2015 - 10/05/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) LAWRENCE, KS
B
 09/02/2014 - 05/27/2015 GWFS EQUITIES, INC. (CRD#:13109) OVERLAND PARK, KS
B
 05/18/2011 - 09/02/2014 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.