Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Joseph Lee Hart
JOSEPH L HAIT, JOE HART
CRD#: 5913453
IA
Investment Adviser
B
Broker
KEY INVESTMENT SERVICES LLCCRD#: 136300 100 W. MICHIGAN
SALINE, MI 48176
Registration History
201220142016201820202022202420262 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 7/20/2018
B
New York 4/19/2022
B
Arizona 4/1/2015
B
North Carolina 4/14/2014
B
California 4/1/2015
B
Ohio 4/14/2014
B
Colorado 4/1/2015
B
Oklahoma 5/16/2019
B
Florida 4/14/2014
B
Pennsylvania 4/14/2014
B
Georgia 8/11/2021
B
South Carolina 5/22/2015
B
Illinois 3/14/2022
B
Tennessee 10/13/2017
B
Indiana 4/14/2014
B
Texas 4/1/2015
B
Kentucky 5/30/2017
B
Utah 1/6/2020
B
Massachusetts 7/19/2022
B
Vermont 9/3/2024
B
Michigan 4/14/2014
B
Virginia 4/14/2014
IA
Michigan 4/17/2014
B
Wisconsin 4/14/2014
B
Minnesota 9/25/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KEY INVESTMENT SERVICES LLC (CRD#:136300)
100 W. MICHIGAN, SALINE, MI 48176
Registered with this firm since 4/17/2014
B
KEY INVESTMENT SERVICES LLC (CRD#:136300)
100 W. MICHIGAN, SALINE, MI 48176
Registered with this firm since 4/14/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/18/2011 - 04/10/2014 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) TECUMSEH, MI
B
 06/08/2011 - 04/10/2014 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) TECUMSEH, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.