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Detailed Report
NEAL GABRIEL OBERTO
CRD#: 5913370
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 800 TOWNSHIP LINE ROAD
SUITE 125
YARDLEY, PA 19067
Registration History
201220142016201820202022202420262 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BPFS INVESTMENTS INC. (CRD# 10111)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Alabama 1/3/2024
B
Missouri 1/3/2024
B
Alaska 1/3/2024
B
Montana 11/3/2023
B
Arizona 1/3/2024
B
Nebraska 1/3/2024
B
Arkansas 1/3/2024
B
Nevada 1/3/2024
B
California 11/3/2023
B
New Hampshire 1/3/2024
IA
California 1/3/2024
B
New Jersey 11/3/2023
B
Colorado 11/3/2023
IA
New Jersey 1/3/2024
B
Connecticut 1/3/2024
B
New Mexico 1/3/2024
B
Delaware 11/3/2023
B
New York 1/3/2024
IA
Delaware 11/3/2023
B
North Carolina 1/3/2024
B
District of Columbia 1/3/2024
IA
North Carolina 1/3/2024
B
Florida 11/3/2023
B
North Dakota 1/3/2024
IA
Florida 1/4/2024
B
Ohio 1/3/2024
B
Georgia 1/3/2024
B
Oklahoma 1/3/2024
B
Hawaii 1/3/2024
B
Oregon 1/3/2024
B
Idaho 1/31/2024
B
Pennsylvania 11/3/2023
B
Illinois 1/3/2024
IA
Pennsylvania 11/3/2023
B
Indiana 1/3/2024
B
Rhode Island 1/3/2024
B
Iowa 1/3/2024
B
South Carolina 1/3/2024
B
Kansas 1/19/2024
B
South Dakota 1/3/2024
B
Kentucky 1/3/2024
B
Tennessee 1/3/2024
B
Louisiana 1/3/2024
B
Texas 1/3/2024
B
Maine 1/3/2024
IA
Texas 1/3/2024
B
Maryland 11/3/2023
B
Utah 1/31/2024
IA
Maryland 1/3/2024
B
Vermont 1/3/2024
B
Massachusetts 1/3/2024
B
Virginia 1/3/2024
IA
Massachusetts 1/18/2024
B
Washington 1/3/2024
B
Michigan 1/3/2024
B
West Virginia 1/3/2024
B
Minnesota 1/3/2024
B
Wisconsin 1/3/2024
B
Mississippi 1/3/2024
B
Wyoming 1/3/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
800 TOWNSHIP LINE ROAD SUITE 125, YARDLEY, PA 19067
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
800 TOWNSHIP LINE ROAD SUITE 125, YARDLEY, PA 19067
Registered with this firm since 11/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/03/2015 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) LANGHORNE, PA
B
 09/21/2015 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) LANGHORNE, PA
B
 04/29/2011 - 02/24/2012 PFS INVESTMENTS INC. (CRD#:10111) SOUDERTON, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.