• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MAXWELL FRANCIS STOVER
MAX STOVER
CRD#: 5913001
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17225 EL CAMINO REAL
HOUSTON, TX 77058
Registration History
201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (10 years)
License(s)

State Registrations

B
Alabama 7/26/2023

B
Nevada 11/30/2021

B
Alaska 11/20/2019

B
New Mexico 1/28/2015

B
Arizona 8/9/2023

B
North Carolina 2/1/2023

B
Arkansas 1/28/2015

B
Oklahoma 1/28/2015

B
California 1/22/2021

B
Oregon 2/12/2024

B
Colorado 9/25/2017

B
South Dakota 2/16/2023

B
Florida 6/26/2017

B
Tennessee 2/1/2023

B
Georgia 3/18/2022

B
Texas 1/28/2015

B
Kansas 1/18/2023

IA
Texas 1/28/2015

B
Louisiana 1/28/2015

B
Washington 3/18/2022

B
Missouri 1/6/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17225 EL CAMINO REAL, HOUSTON, TX 77058
Registered with this firm since 1/28/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17225 EL CAMINO REAL, HOUSTON, TX 77058
Registered with this firm since 1/28/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/07/2012 - 01/14/2015 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HOUSTON, TX
B
01/09/2012 - 01/14/2015 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.